LECTURE 11: PRAGMATICS. SPEECH ACT THEORY

1. Basic notions of pragmatic linguistics.

The term ‘pragmatics’ was first introduced by Charles Morris, a philosopher. He contrasts pragmatics with semantics and syntax. He claims that syntax is the study of the grammatical relations of linguistic units to one another and the grammatical structures of phrases and sentences that result from these grammatical relation, semantics is the study of the relation of linguistic units to the objects they denote, and pragmatics is the study of the relation of linguistic units to people who communicate.

This view of pragmatics is too broad because according to it, pragmatics may have as its domain any human activity involving language, and this includes almost all human activities, from baseball to the stock market. We will proceed from the statement that linguistic pragmatics is the study of the ability of language users to pair sentences with the context in which they would be appropriate. What do we mean by ‘appropriate context’?

In our everyday life we as a rule perform or play quite a lot of different roles – a student, a friend, a daughter, a son, a client, etc. When playing different roles our language means are not the same – we choose different words and expressions suitable and appropriate for the situation. We use the language as an instrument for our purposes. For instance,

(a) What are you doing here? We’re talking
(b) What the hell are you doing here? We’re chewing the rag

have the same referential meaning but their pragmatic meaning is different, they are used in different contexts. Similarly, each utterance combines a propositional base (objective part) with the pragmatic component (subjective part). It follows that an utterance with the same propositional content may have different pragmatic components. To put it in other words, they are different speech acts. That is, speech acts are simply things people do through language – for example, apologizing, instructing, menacing, explaining something, etc. The term ‘speech act’ was coined by the philosopher John Austin and developed by another philosopher John Searle.

John Austin is the person who is usually credited with generating interest in what has since come to be known as pragmatics and speech act theory. His ideas of language were set out in a series of lectures which he gave at Oxford University. These lectures were later published under the title “How to do things with words”. His first step was to show that some utterances are not statements or questions but actions. He reached this conclusion through an analysis of what he termed ‘performative verbs’. Let us consider the following sentences:

I pronounce you man and wife
I declare war on France
I name this ship The Albatros
I bet you 5 dollars it will rain
I apologize

The peculiar thing about these sentences, according to J.Austin, is that they are not used to say ordescribe things, but rather actively to do things. After you have declared war on France or pronounced somebody husband and wife the situation has changed. That is why J.Austin termed them as performatives and contrasted them to statements (he called them constatives). Thus by pronouncing a performative utterance the speaker is performing an action. The performative utterance, however, can really change things only under certain circumstances. J.Austin specified the circumstances required for their success as felicity conditions. In order to declare war you must be someone who has the right to do it. Only a priest (or a person with corresponding power) can make a couple a husband ad wife. Besides, it must be done before witnesses and the couple getting married must sign the register.

Performatives may be explicitand implicit. Let us compare the sentences:

I promise I will come tomorrow – I will come tomorrow;
I swear I love you – I love you.

On any occasion the action performed by producing an utterance will consist of three related acts (a three-fold distinction):

1. locutionary act – producing a meaningful linguistic expression, uttering a sentence. If you have difficulty with actually forming the sounds and words to create a meaningful utterance (because you are a foreigner or tongue-tied) then you might fail to produce a locutionary act: it often happens when we learn a foreign language.

2. illocutionary act– we form an utterance with some kind of function on mind, with a definite communicative intention or illocutionary force. The notion of illocutionary force is basic for pragmatics.

3. perlocutionary act– the effect the utterance has on the hearer. Perlocutionary effect may be verbal or non-verbal. E.g. I’ve bought a car – Great! It’s cold here –and you close the window.

2. Classifications of speech acts. Indirect speech acts.

It was John Searle, who studied under J.Austin at Oxford, who proposed a detailed classification of speech acts. His speech act classification has had a great impact on linguistics. It includes five major classes of speech acts: declarations, representatives, expressives, directives and commissives:

Speech act type	Direction of fit	s – speaker, x - situation
Declarations E.g. I pronounce you man and wife. You’re fired.	words change the world	S causes X
Representatives E.g. It was a warm sunny day. John is a liar.	make words fit the world	S believes X
Expressives E.g. I’m really sorry. Happy birthday! (statements of pleasure, joy, sorrow, etc.)	make words fit the world	S feels X
Directives E.g. Don’t touch that (commands, orders, suggestions)	make the world fit words	S wants X
Commissives E.g. I’ll be back (promises, threats, pledges – what we intend to do)	make the world fit words	S intends X

J.Searle can also be merited for introducing a theory of indirect speech acts. Indirect speech acts are cases in which one speech act is performed indirectly, by way of performing another: Can you pass me the salt?Though the sentence is interrogative, it is conventionally used to mark a request – we cannot just answer “yes” or “no”. According to modern point of view such utterances contain two illocutionary forces, with one of them dominating.

Another classification of speech acts was introduced by G.Potcheptsov. It is based on purely linguistic principles. The main criterion for pragmatic classification of utterances is the way of expressing communicative intention. This classification includes six basic speech acts:

constatives, promissives, menacives, performatives, directives and questions. More details can be found in the book by И.П.Иванова, В.В.Бурлакова, Г.Г.Почепцов “Теоретическая грамматика современного английского языка”, С.267-281.